Risa Moriyama Sistos
Also appears in the source record as: Risa Kunisaki Moriyama
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 66Series 53Series 4Series 24Series 52TOSIESeries 7Series 6
- Registered states (1)
- California
- Years in the industry
- Not yet retrieved from the source record
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Blackrock Fund Advisors
- Firm CRD
- 105247
- SEC number
- 801-22609
- Assets under management
- $4.3T as of May 15, 2026
- Website
- www.youtube.com/channel/UCrIXkHfv2tMzebAI1TcdDhg ↗
- Phone
- 415 670 2000
- Firm location
- San Francisco, CA, 94105
Employment history (8)
From the source registration record · current first
-
Blackrock Execution ServicesBD capacityFeb 6, 2008 → Sep 16, 2014
-
Blackrock Fund Distribution CompanyBD capacityNov 24, 2009 → Dec 31, 2011
-
Wells Fargo Funds Management, LLCIA capacityOct 5, 2005 → Jan 18, 2008
-
Wells Fargo Funds Distributor, LLCBD capacityOct 4, 2005 → Jan 18, 2008
-
First Allied Securities, Inc.BD capacityJun 13, 2005 → Sep 6, 2005
-
Round Hill Securities, Inc.BD capacityJul 19, 2000 → Jun 13, 2005
-
Select Capital CorporationBD capacityJul 15, 1999 → Jul 12, 2000
-
Franklin/Templeton Distributors, Inc.BD capacitySep 16, 1998 → Jun 28, 1999
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.