Jeff Borges

CRD 3028552 · Fidelity Brokerage Services LLC · Dublin, CA

IA RegisteredBroker

Also appears in the source record as: Jeff Randall Borges; Jeffrey Randall Borges; Jeffrey Randell Randall Borges

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (21): Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Massachusetts · Montana · Nevada · New Jersey · New Mexico · New York · Oregon · South Carolina · South Dakota · Texas · Utah · Virginia · Washington
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3028552 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Pleasanton, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Pleasanton, CA · BD capacity

Mar 30, 2016 → present
Fidelity Brokerage Services LLCCurrent
Dublin, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Apr 6, 2016 → Jul 13, 2018
Charles Schwab & Co., Inc.
BD capacity

Jul 19, 2005 → Mar 10, 2016
Charles Schwab & Co., Inc.
IA capacity

Jul 19, 2005 → Mar 10, 2016
Citicorp Investment Services
BD capacity

Jul 15, 2003 → Jun 23, 2005
Citicorp Investment Services
IA capacity

Jul 15, 2003 → Jun 23, 2005
Morgan Stanley
IA capacity

Aug 24, 1998 → Jun 25, 2003
Morgan Stanley Dw Inc.
BD capacity

Apr 21, 1998 → Jun 25, 2003

Source & corrections

Where this page comes from

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