Roman Eppel
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 82TOSIESeries 7Series 6Series 66Series 63
- Registered states (3)
- Florida · New Jersey · New York
- Years in the industry (source record)
- 18
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 3029923 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (14)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Td Private Client Wealth LLCBrooklyn, NY · IA capacityFeb 3, 2025 → Feb 20, 2026
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Td Private Client Wealth LLCNew York, NY · BC capacityFeb 3, 2025 → Feb 20, 2026
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Eagle Strategies LLCNew York, NY · IA capacityOct 18, 2024 → Feb 3, 2025
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Nylife Securities LLCNew York, NY · BC capacityAug 20, 2024 → Feb 3, 2025
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Citigroup Global Markets Inc.Brooklyn, NY · IA capacityOct 7, 2016 → May 15, 2024
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Citigroup Global Markets Inc.Brooklyn, NY · BC capacityOct 6, 2016 → May 15, 2024
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J.P. Morgan Securities LLCBrooklyn, NY · IA capacityOct 1, 2012 → Oct 13, 2016
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J.P. Morgan Securities LLCBrooklyn, NY · BC capacityOct 1, 2012 → Oct 13, 2016
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Chase Investment Services Corp.Brooklyn, NY · IA capacityNov 29, 2011 → Oct 1, 2012
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Chase Investment Services Corp.Brooklyn, NY · BC capacityJul 14, 2010 → Oct 1, 2012
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Continental Broker-Dealer Corp.Carle Place, NY · BC capacityApr 24, 1998 → Aug 4, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.