Renee D Armstrong

CRD 3031200 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Washington, DC

IA RegisteredBroker

Also appears in the source record as: Renee Deshawn Armstrong; Renee Armstrong

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 10Series 9Series 99TOSIESeries 3Series 31Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Washington, DC · IA capacity

Jul 26, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Washington, DC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
IA capacity

Apr 17, 2018 → Jun 21, 2022
Wells Fargo Clearing Services, LLC
BD capacity

Apr 16, 2018 → Jun 21, 2022
Rbc Capital Markets, LLC
IA capacity

Aug 14, 2013 → Apr 17, 2018
Rbc Capital Markets, LLC
BD capacity

Aug 12, 2013 → Apr 17, 2018
Morgan Stanley
IA capacity

Jan 10, 2011 → Nov 1, 2012
Morgan Stanley
BD capacity

Jun 1, 2009 → Nov 1, 2012
Morgan Stanley & Co. Incorporated
BD capacity

Oct 9, 2008 → Jun 1, 2009
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Sep 22, 2008
Prudential Securities Incorporated
BD capacity

Dec 1, 1999 → Jul 1, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3031200 ↗ FINRA BrokerCheck record for CRD 3031200 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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