John Jungki Koh

CRD 3039419 · J.P. Morgan Securities LLC · Whittier, CA

IA RegisteredBroker

Also appears in the source record as: Jung Ki Koh

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 24Series 65Series 63
Registered states (1): California
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Whittier, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Whittier, CA · BC capacity

start not retrieved → present
Lpl Financial LLC
Huntington Beach, CA · IA capacity

Jul 19, 2023 → Jul 17, 2024
Lpl Financial LLC
Huntington Beach, CA · BC capacity

Jul 19, 2023 → Jul 17, 2024
Bancwest Investment Services, Inc. (Bwis)
Huntington Beach, CA · IA capacity

Jul 21, 2015 → Jul 19, 2023
Bancwest Investment Services, Inc.
Huntington Beach, CA · BC capacity

Jul 21, 2015 → Jul 19, 2023
Gold Coast Securities, Inc.
Thousand Oaks, CA · BC capacity

Feb 18, 2011 → Jun 30, 2015
Gold Coast Securities, Inc.
Thousand Oaks, CA · IA capacity

Feb 8, 2011 → Jun 30, 2015
Metropolitan Life Insurance Company
New York, NY · BC capacity

Nov 7, 2001 → Aug 9, 2002
Metlife Securities Inc.
Springfield, MA · BC capacity

Nov 7, 2001 → Aug 9, 2002
Pruco Securities Corporation
Newark, NJ · BC capacity

Jun 29, 1998 → Oct 12, 2001
Royal Alliance Associates, Inc.
Scottsdale, AZ · BC capacity

Apr 20, 1998 → May 26, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3039419 ↗ FINRA BrokerCheck record for CRD 3039419 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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