Dae Young Chung

CRD 3049690 · Fidelity Brokerage Services LLC · San Jose, CA

IA RegisteredBroker

Also appears in the source record as: Dae Young Daeyoung Chung; Daeyoung Chung; Danny Dae Young Chung; Danny Daeyoung Chung

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (13): Arizona · California · Colorado · Florida · Massachusetts · Nevada · New Jersey · New York · North Carolina · Oregon · Pennsylvania · Tennessee · Texas
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
San Jose, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
San Jose, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
San Jose, CA · IA capacity

Jul 13, 2018 → Mar 31, 2025
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
Sunnyvale, CA · IA capacity

Feb 2, 2015 → Jul 15, 2016
Bancwest Investment Services, Inc.
Sunnyvale, CA · BC capacity

Feb 2, 2015 → Jul 15, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mountain View, CA · IA capacity

May 30, 2012 → Jan 20, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mountain View, CA · BC capacity

May 30, 2012 → Jan 20, 2015
Morgan Stanley Smith Barney LLC
San Mateo, CA · IA capacity

Jan 7, 2010 → May 23, 2012
Morgan Stanley Smith Barney
San Mateo, CA · BC capacity

Nov 13, 2009 → May 23, 2012
Southwest Securities, Inc.
San Francisco, CA · BC capacity

Dec 9, 2008 → Jul 2, 2009
M.L. Stern & Co., LLC.
San Francisco, CA · BC capacity

Mar 13, 2003 → Dec 31, 2008
Josephthal & Co., Inc.
New York, NY · BC capacity

Sep 9, 1999 → Sep 23, 1999
Fordham Financial Management, Inc.
New York, NY · BC capacity

Jun 28, 1999 → Jul 21, 1999

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3049690 ↗ FINRA BrokerCheck record for CRD 3049690 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.