Scott Clifton Kimpson

CRD 3050903 · J.P. Morgan Securities LLC · Plano, TX

IA RegisteredBroker

Also appears in the source record as: Clif Kimpson; Scott C Kimpson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 52TOSIESeries 7Series 10Series 9Series 4Series 53Series 24Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Plano, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Plano, TX · BC capacity

start not retrieved → present
Avantax Advisory Services
Irving, TX · IA capacity

Oct 25, 2019 → Aug 25, 2020
Avantax Investment Services, Inc.
Dallas, TX · BC capacity

Oct 25, 2019 → Aug 25, 2020
1st Global Advisors Inc
Dallas, TX · IA capacity

Jan 25, 2013 → Oct 25, 2019
1st Global Capital Corp.
Dallas, TX · BC capacity

Jul 9, 2008 → Oct 25, 2019
Gunnallen Financial, Inc
Tampa, FL · IA capacity

Jan 5, 2005 → Apr 10, 2008
Gunnallen Financial, Inc
Tampa, FL · BC capacity

Dec 15, 2004 → Apr 10, 2008
Invest Financial Corporation
Tampa, FL · IA capacity

Aug 24, 2004 → Sep 15, 2004
Invest Financial Corporation
Appleton, WI · BC capacity

Aug 17, 2004 → Sep 15, 2004
Raymond James Financial Services
St. Petersburg, FL · IA capacity

Jul 9, 2004 → Aug 3, 2004
Raymond James Financial Services, Inc.
St. Petersburg, FL · BC capacity

May 1, 2001 → Aug 3, 2004
Raymond James & Associates, Inc.
St. Petersburg, FL · BC capacity

Jun 26, 2000 → Apr 10, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3050903 ↗ FINRA BrokerCheck record for CRD 3050903 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.