Bruce Edward Davis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 26Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

26

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (23)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Irvine, CA · BC capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Denver, CO · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Irvine, CA · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Denver, CO · IA capacity
  start not retrieved → present
• Buck Wealth Strategies, LLC

  Denver, CO · IA capacity
  Aug 26, 2024 → Apr 7, 2026
• Madison Avenue Securities, LLC

  Denver, CO · BC capacity
  Aug 19, 2024 → Feb 13, 2026
• Prudential Financial Planning Services

  Aurora, CO · IA capacity
  Oct 29, 2021 → Jul 25, 2024
• Pruco Securities, LLC.

  Newark, NJ · BC capacity
  Oct 14, 2021 → Jul 25, 2024
• Advice And Planning Services

  Aurora, CO · IA capacity
  Sep 5, 2013 → Nov 13, 2020
• Tiaa-Cref Individual & Institutional Services, LLC

  New York, NY · BC capacity
  Sep 5, 2013 → Nov 13, 2020
• National Planning Corporation ("npc Of America" In Fl & Ny)

  Denver, CO · IA capacity
  Aug 19, 2010 → Aug 30, 2013
• National Planning Corporation

  Denver, CO · BC capacity
  Aug 19, 2010 → Aug 30, 2013
• Curian Clearing, LLC

  Denver, CO · BC capacity
  Jan 21, 2010 → Aug 2, 2010
• Curian Capital, LLC

  Denver, CO · IA capacity
  Oct 26, 2007 → Aug 2, 2010
• Jackson National Life Distributors LLC

  Denver, CO · BC capacity
  Oct 16, 2007 → Dec 31, 2009
• New England Securities

  Aurora, CO · BC capacity
  Aug 9, 2007 → Oct 1, 2007
• Mml Investors Services, Inc.

  Denver, CO · IA capacity
  Jul 20, 2006 → Aug 20, 2007
• Mml Investors Services, Inc.

  Denver, CO · BC capacity
  Jul 20, 2006 → Aug 20, 2007
• Park Avenue Securities LLC

  Englewood, CO · IA capacity
  Aug 27, 2002 → Dec 17, 2002
• Park Avenue Securities LLC

  New York, NY · BC capacity
  Aug 5, 2002 → Dec 17, 2002
• Merrill Lynch Pierce Fenner & Smith Inc.

  Englewood, CO · IA capacity
  Oct 19, 2000 → Aug 2, 2002
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  New York, NY · BC capacity
  Oct 19, 2000 → Aug 2, 2002
• Prudential Securities Incorporated

  New York, NY · BC capacity
  Jul 8, 1998 → Jun 9, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.