Scott Jeffrey Miller

CRD 3053835 · Morgan Stanley · Omaha, NE

IA RegisteredBroker

Also appears in the source record as: Scott J Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 65Series 63Series 4Series 24Series 57TOSIESeries 34Series 3Series 55Series 7
Registered states (1): Nebraska
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3053835 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (15)

From the source registration record · current first

Morgan StanleyCurrent
Omaha, NE · BD capacity

Oct 3, 2022 → present
Triad Advisors LLC
BD capacity

Apr 8, 2021 → Jun 23, 2022
Woodbury Financial Services, Inc.
BD capacity

Oct 8, 2020 → Jun 23, 2022
Sagepoint Financial, Inc.
BD capacity

Oct 8, 2020 → Jun 23, 2022
Royal Alliance Associates, Inc.
BD capacity

Oct 8, 2020 → Jun 23, 2022
Fsc Securities Corporation
BD capacity

Oct 8, 2020 → Jun 23, 2022
Securities America Advisors, Inc.
IA capacity

Jun 26, 2018 → Jun 23, 2022
Securities America, Inc.
BD capacity

Jun 6, 2018 → Jun 23, 2022
Scottrade, Inc.
BD capacity

Sep 20, 2017 → Jan 22, 2018
Td Ameritrade, Inc.
BD capacity

Apr 19, 2006 → Jan 22, 2018
Td Ameritrade Investment Management, LLC
IA capacity

Nov 9, 2004 → Jan 22, 2018
Td Ameritrade Clearing, Inc.
BD capacity

Jan 2, 2002 → Jan 22, 2018
National Investor Services Corp.
BD capacity

Apr 19, 2006 → Aug 2, 2007
Datek Online Financial Services LLC
BD capacity

Sep 11, 2002 → Oct 25, 2002
Ameritrade
BD capacity

May 29, 1998 → Dec 31, 2001

Source & corrections

Where this page comes from

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