Ji Michael Y Chung

CRD 3054624 · Wells Fargo Advisors · Campbell, CA

IA RegisteredBroker

Also appears in the source record as: Ji Youn Chung; Ji Youn M Chung; Michael J Chung; Michael Chung

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 26Series 66
Registered states (18): Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Nevada · New Jersey · New Mexico · New York · Pennsylvania · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (18)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Campbell, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Campbell, CA · BC capacity

start not retrieved → present
Morgan Stanley
Cupertino, CA · IA capacity

Jul 27, 2015 → Nov 1, 2019
Morgan Stanley
Cupertino, CA · BC capacity

Jul 24, 2015 → Nov 1, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Jose, CA · IA capacity

Apr 23, 2012 → Jul 27, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Jose, CA · BC capacity

Apr 23, 2012 → Jul 27, 2015
Metlife Securities Inc.
San Jose, CA · IA capacity

Jun 10, 2011 → Apr 4, 2012
Metlife Securities Inc.
San Jose, CA · BC capacity

Oct 27, 2010 → Apr 4, 2012
Mml Investors Services, Inc.
San Jose, CA · IA capacity

Jul 29, 2009 → Oct 27, 2010
Mml Investors Services, Inc.
San Jose, CA · BC capacity

Jul 29, 2009 → Oct 27, 2010
Park Avenue Securities LLC
Walnut Creek, CA · IA capacity

Mar 30, 2009 → May 14, 2009
Park Avenue Securities LLC
Walnut Creek, CA · BC capacity

Feb 9, 2009 → May 14, 2009
Prudential Financial Planning Services
San Jose, CA · IA capacity

Sep 7, 2006 → Feb 2, 2009
Pruco Securities, LLC.
San Jose, CA · BC capacity

Mar 28, 2006 → Feb 2, 2009
Whjr Associates
Campbell, CA · IA capacity

Jul 29, 2005 → Mar 10, 2006
Royal Alliance Associates, Inc.
Campbell, CA · IA capacity

Jul 27, 2005 → Mar 10, 2006
Royal Alliance Associates, Inc.
Campbell, CA · BC capacity

Jul 21, 2005 → Mar 10, 2006
Foresters Equity Services, Inc.
San Diego, CA · BC capacity

Apr 6, 2004 → Dec 16, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3054624 ↗ FINRA BrokerCheck record for CRD 3054624 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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