Joseph Thomas Falco

CRD 3054710 · Primerica Advisors · Warr Acres, OK

Broker

Also appears in the source record as: Joseph T Falco; Joseph Falco

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): Series 7TOSIESeries 7Series 24Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Primerica Advisors
Firm CRD: 10111
SEC number: 801-72263
Assets under management: $15.5B as of Mar 20, 2026
Website: www.youtube.com/user/primerica ↗
Phone: 833-786-0550
Firm location: Duluth, GA, 30099-0001

Employment history (8)

From the source registration record · current first

Pfs Investments Inc.Current
Warr Acres, OK · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
St. Louis, MO · BC capacity

Jun 3, 2005 → Mar 19, 2021
Wells Fargo Advisors Financial Network, LLC
St. Louis, MO · BC capacity

Jun 3, 2005 → Mar 19, 2021
First Clearing, LLC
St. Louis, MO · BC capacity

Mar 20, 2007 → Nov 17, 2016
H.D. Vest Investment Services
Dallas, TX · BC capacity

Jul 16, 2010 → Oct 5, 2011
T. Rowe Price Investment Services, Inc.
Baltimore, MD · BC capacity

May 24, 1999 → Jul 16, 2003
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jul 28, 1998 → Apr 19, 1999
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jul 28, 1998 → Apr 19, 1999

Source & corrections

Where this page comes from

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