Heather A. Brountas
Also appears in the source record as: Heather A Bigelow; Heather Brountas; Heather A Brown; Heather Anne Brountas
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 65Series 63Series 10Series 9Series 24SIESeries 7Series 6
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 28
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 3055206 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (19)
From the source registration record · current first
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Mar 31, 2025 → present
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Oct 19, 2021 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityNov 24, 2021 → Mar 31, 2025
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Alight Financial Solutions, LLCBD capacityDec 18, 2017 → Oct 1, 2021
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Alight Financial Advisors, LLCIA capacityDec 18, 2017 → Oct 1, 2021
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Ameriprise Financial Services, Inc.BD capacityFeb 6, 2017 → Nov 2, 2017
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Ameriprise Financial Services, Inc.IA capacityFeb 6, 2017 → Nov 2, 2017
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Axa Advisors, LLCIA capacityAug 29, 2016 → Jan 27, 2017
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Axa Advisors, LLCBD capacityJun 22, 2016 → Jan 27, 2017
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Ameriprise Financial Services, Inc.BD capacityNov 10, 2015 → Jun 8, 2016
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Ameriprise Financial Services, Inc.IA capacityNov 10, 2015 → Jun 8, 2016
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Ameriprise Financial Services, Inc.BD capacityMar 6, 2009 → Oct 30, 2015
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Ameriprise Financial Services, Inc.IA capacityMar 6, 2009 → Oct 30, 2015
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Ameriprise Financial Services, Inc.IA capacityJul 8, 2005 → Dec 5, 2008
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Ameriprise Financial Services, Inc.BD capacityJun 13, 2003 → Dec 5, 2008
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Ids Life Insurance CompanyBD capacityJun 13, 2003 → Jul 3, 2006
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New England SecuritiesBD capacityJun 2, 2000 → Apr 4, 2003
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Commonwealth Financial NetworkBD capacityJul 27, 1998 → Feb 3, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.