Jason Charles Jolls

CRD 3065041 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Miami, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63SIESeries 31Series 7
Registered states (10): California · District Of Columbia · Florida · Georgia · Louisiana · New Jersey · New York · North Carolina · Tennessee · Washington
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3065041 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · IA capacity

Mar 6, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
IA capacity

Oct 15, 2010 → Mar 2, 2017
Wells Fargo Clearing Services, LLC
BD capacity

Oct 8, 2010 → Mar 2, 2017
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Oct 22, 2010
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Oct 22, 2010
Citigroup Global Markets Inc.
IA capacity

Oct 4, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Jul 21, 2006 → Jun 1, 2009
Wm Financial Services, Inc.
BD capacity

Feb 14, 2001 → Jul 26, 2006
Dean Witter Reynolds Inc.
BD capacity

Jul 7, 1999 → Mar 15, 2001
First Liberty Investment Group, Inc.
BD capacity

Aug 13, 1998 → Oct 28, 1998

Source & corrections

Where this page comes from

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