Thomas H. Norton

CRD 3065899 · Fidelity Brokerage Services LLC · Merrimack, NH

IA RegisteredBroker

Also appears in the source record as: Thomas H Norton III; Thomas H Norton; Thomas Henry Norton III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 10Series 9SIESeries 7
Registered states (3): Massachusetts · New Hampshire · Texas
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Chelmsford, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Chelmsford, MA · BD capacity

Jan 15, 2008 → present
Fidelity Brokerage Services LLCCurrent
Merrimack, NH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Jan 15, 2008 → Jul 13, 2018
Fidelity Brokerage Services LLC
BD capacity

Oct 4, 2006 → Jan 11, 2008
Strategic Advisers, Inc.
IA capacity

Sep 21, 2006 → Jan 11, 2008
Fidelity Investments Institutional Services Company, Inc.
IA capacity

Dec 19, 2005 → Oct 4, 2006
Fidelity Investments Institutional Services Company, Inc.
BD capacity

Oct 7, 2005 → Oct 4, 2006
Strategic Advisers, Inc.
IA capacity

May 14, 2003 → Dec 31, 2004
Fidelity Brokerage Services LLC
BD capacity

Jul 27, 1998 → Dec 31, 2004

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3065899 ↗ FINRA BrokerCheck record for CRD 3065899 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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