Todd Driscoll
Also appears in the source record as: Todd Michael Driscoll
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- SIESeries 31Series 7Series 24Series 10Series 9Series 65Series 63
- Registered states (1)
- Texas
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (17)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Cetera Investment Advisers LLCConroe, TX · IA capacityJun 6, 2022 → Feb 3, 2025
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Cetera Investment Services LLCConroe, TX · BC capacityJun 6, 2022 → Feb 3, 2025
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Pnc InvestmentsConroe, TX · IA capacityAug 18, 2021 → May 24, 2022
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Pnc InvestmentsConroe, TX · BC capacityAug 16, 2021 → May 24, 2022
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Pnc Managed Account Solutions, Inc.Montgomery, TX · IA capacityOct 15, 2010 → Aug 17, 2021
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Bbva Securities Inc.Montgomery, TX · BC capacityMay 16, 2013 → Aug 16, 2021
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Bbva Compass Investment Solutions, IncConroe, TX · BC capacityAug 13, 2008 → May 16, 2013
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St Johns Wealth ManagementTomball, TX · IA capacityApr 1, 2010 → Oct 15, 2010
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Bbva Compass Investment Solutions, Inc.Conroe, TX · IA capacitySep 30, 2009 → Mar 10, 2010
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Guaranty Brokerage Services, Inc.Houston, TX · BC capacityApr 11, 2008 → Jul 29, 2008
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Countrywide Investment Services, Inc.Houston, TX · BC capacityJan 21, 2004 → Mar 17, 2008
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Td Waterhouse Investor Services, Inc.Houston, TX · IA capacityOct 12, 2000 → Jan 7, 2004
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Td Waterhouse Investor Services, Inc.Omaha, NE · BC capacityOct 12, 2000 → Jan 7, 2004
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Banc One Securities CorporationChicago, IL · BC capacityApr 14, 1999 → Aug 30, 1999
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Dean Witter Reynolds Inc.Purchase, NY · BC capacityJul 17, 1998 → Jan 27, 1999
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.