James Frederick Girardeau

CRD 3076427 · J.P. Morgan Securities LLC · Austin, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 52Series 65Series 63
Registered states (28): Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · North Carolina · Oklahoma · Oregon · Pennsylvania · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3076427 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Austin, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Austin, TX · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Austin, TX · IA capacity

Jul 19, 2006 → Oct 1, 2012
Chase Investment Services Corp.
Austin, TX · BC capacity

Jul 19, 2006 → Oct 1, 2012
Financial Network Investment Corporation
Austin, TX · IA capacity

Aug 18, 2004 → Jul 3, 2006
Financial Network Investment Corporation
Austin, TX · BC capacity

Apr 5, 2000 → Jul 3, 2006
Olde Discount Corporation
Detroit, MI · BC capacity

Aug 27, 1998 → Apr 10, 2000

Source & corrections

Where this page comes from

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