Omar A Warren

CRD 3086424 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Omar Alberto Warren Sr; Omar Alberto Warren Sr.; Omar Alberto Warren

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 9Series 10SIESeries 7Series 6
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Kissimmee, FL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Kissimmee, FL · BD capacity

Nov 16, 2021 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Dec 20, 2021 → Mar 31, 2025
J.P. Morgan Securities LLC
IA capacity

Oct 8, 2021 → Oct 23, 2021
J.P. Morgan Securities LLC
BD capacity

Sep 9, 2021 → Oct 23, 2021
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Jul 14, 2020
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Jul 14, 2020
Chase Investment Services Corp.
IA capacity

Aug 10, 2011 → Oct 1, 2012
Chase Investment Services Corp.
BD capacity

Aug 9, 2011 → Oct 1, 2012
Edward Jones
IA capacity

Jun 15, 2009 → Nov 27, 2009
Edward Jones
BD capacity

Apr 2, 2009 → Nov 27, 2009
Morgan Keegan & Company, Inc.
BD capacity

Feb 13, 2007 → Dec 31, 2007
Amsouth Investment Services, Inc.
BD capacity

Mar 2, 2006 → Feb 13, 2007
Fiserv Investor Services, Inc.
BD capacity

Sep 30, 1998 → Jul 25, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3086424 ↗ FINRA BrokerCheck record for CRD 3086424 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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