Todd Ryan Schroeder

CRD 3087384 · Wells Fargo Advisors · Roseville, CA

Broker

Also appears in the source record as: Todd Schroeder

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): Series 79TOSIESeries 3Series 7Series 66
Registered states (6): Alaska · Arizona · California · Nevada · Oregon · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Roseville, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Roseville, CA · IA capacity

start not retrieved → present
Foreside Fund Services, LLC
Portland, ME · BC capacity

Dec 13, 2024 → Dec 2, 2025
Alt Fund Distributors LLC
New York, NY · BC capacity

Mar 22, 2021 → Nov 11, 2024
Imst Distributors, LLC
Portland, ME · BC capacity

Mar 20, 2020 → Mar 5, 2021
Midamerica Financial Services, Inc.
Joplin, MO · BC capacity

Feb 10, 2014 → Dec 31, 2014
Dcm Brokers, LLC
Chicago, IL · BC capacity

Jan 1, 2008 → Feb 11, 2014
Refco Securities, LLC
New York, NY · BC capacity

Sep 1, 2005 → Dec 19, 2005
Cis Securities, Inc.
Chicago, IL · BC capacity

Oct 4, 2002 → Sep 1, 2005
Goldman, Sachs & Co.
New York, NY · BC capacity

Sep 28, 2000 → Sep 25, 2002
Van Kampen Funds Inc.
Houston, TX · BC capacity

Jan 20, 1999 → Sep 26, 2000
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Aug 3, 1998 → Jan 25, 1999
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Aug 3, 1998 → Jan 25, 1999

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3087384 ↗ FINRA BrokerCheck record for CRD 3087384 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.