Mark Alexander Mcmanus

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (9)

Series 52TOSIESeries 7Series 53Series 9Series 10Series 24Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

27

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

11025

SEC number

801-57434

Assets under management

$252.3B as of Jun 3, 2026

Website

stories.wf.com ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (23)

From the source registration record · current first

• Wells Fargo Clearing Services, LLCCurrent

  Houston, TX · BC capacity
  start not retrieved → present
• Wells Fargo Advisors Financial Network, LLCCurrent

  St. Louis, MO · BC capacity
  start not retrieved → present
• Wells Fargo Advisors Financial Network, LLCCurrent

  Houston, TX · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Houston, TX · IA capacity
  start not retrieved → present
• Wells Fargo Advisors Financial Network, LLCCurrent

  St. Louis, MO · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Houston, TX · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Houston, TX · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLC

  Houston, TX · IA capacity
  Aug 24, 2022 → Jan 9, 2025
• J.P. Morgan Securities LLC

  Houston, TX · BC capacity
  Aug 24, 2022 → Jan 9, 2025
• Morgan Stanley

  Houston, TX · IA capacity
  Feb 8, 2022 → Aug 5, 2022
• Morgan Stanley

  Houston, TX · BC capacity
  Feb 8, 2022 → Aug 5, 2022
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  The Woodlands, TX · IA capacity
  Jun 13, 2012 → Nov 22, 2021
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  The Woodlands, TX · BC capacity
  Jun 13, 2012 → Nov 22, 2021
• Axa Advisors, LLC

  Houston, TX · IA capacity
  Mar 27, 2009 → May 21, 2012
• Axa Advisors, LLC

  Houston, TX · BC capacity
  Mar 24, 2009 → May 21, 2012
• Nationwide Securities, LLC

  Columbus, OH · IA capacity
  Aug 1, 2008 → Feb 12, 2009
• Nationwide Securities, LLC

  Columbus, OH · BC capacity
  Jun 29, 2007 → Feb 12, 2009
• 1717 Capital Management Company

  Phoenix, AZ · IA capacity
  Feb 18, 2005 → Aug 1, 2008
• 1717 Capital Management Company

  Newark, DE · BC capacity
  Nov 24, 2004 → Aug 1, 2008
• Ids Life Insurance Company

  Minneapolis, MN · BC capacity
  Mar 11, 2003 → Oct 27, 2004
• American Express Financial Advisors Inc.

  Minneapolis, MN · BC capacity
  Mar 11, 2003 → Oct 27, 2004
• Edward Jones

  St. Louis, MO · BC capacity
  Jul 12, 2001 → Mar 5, 2003
• Dean Witter Reynolds Inc.

  Purchase, NY · BC capacity
  Sep 8, 1998 → Oct 27, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.