Philip Jason Buffery

CRD 3091232 · Edward Jones · Lutz, FL

IA RegisteredBroker

Also appears in the source record as: Philip J Buffery

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 24Series 63Series 66Series 65
Registered states (10): Alabama · Colorado · Florida · Georgia · Minnesota · New York · North Carolina · Oregon · Pennsylvania · Washington
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (16)

From the source registration record · current first

Edward JonesCurrent
Lutz, FL · IA capacity

start not retrieved → present
Edward JonesCurrent
Lutz, FL · BC capacity

start not retrieved → present
Alpha Vee Advisors
Pittsburg, NH · IA capacity

Oct 10, 2024 → Jan 17, 2025
Potomac Fund Management
Lutz, FL · IA capacity

Jun 6, 2023 → Mar 6, 2024
Cetera Advisor Networks LLC
Lutz, FL · IA capacity

Apr 14, 2020 → May 20, 2022
First Allied Securities, Inc.
El Segundo, CA · BC capacity

Apr 14, 2020 → May 20, 2022
Cetera Investment Services LLC
St. Cloud, MN · BC capacity

Apr 14, 2020 → May 20, 2022
Cetera Financial Specialists LLC
Schaumburg, IL · BC capacity

Apr 14, 2020 → May 20, 2022
Cetera Advisors LLC
Greenwood Village, CO · BC capacity

Apr 14, 2020 → May 20, 2022
Cetera Advisor Networks LLC
El Segundo, CA · BC capacity

Apr 14, 2020 → May 20, 2022
Fsc Securities Corporation
Atlanta, GA · IA capacity

Jul 29, 2016 → Sep 6, 2019
Fsc Securities Corporation
Atlanta, GA · BC capacity

Jul 11, 2016 → Sep 6, 2019
Pioneer Institutional Asset Management, Inc.
Boston, MA · IA capacity

Oct 6, 2006 → Sep 9, 2015
Pioneer Funds Distributor, Inc.
Boston, MA · BC capacity

Jul 20, 2006 → Sep 9, 2015
Axa Advisors, LLC
New York, NY · BC capacity

Jan 24, 2001 → Jul 25, 2006
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Jun 8, 1999 → Dec 7, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3091232 ↗ FINRA BrokerCheck record for CRD 3091232 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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