David Jeremy Taksen

CRD 3093773 · Charles Schwab & Co., Inc. · Westlake, TX

Broker

Also appears in the source record as: Dave Taksen; David J Taksen; David Taksen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (6): SIESeries 7Series 6Series 24Series 66Series 63
Registered states (3): Connecticut · Massachusetts · Vermont
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Hopkinton, MA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Omaha, NE · BC capacity

Mar 24, 2023 → Dec 31, 2023
Pershing LLC
Boston, MA · BC capacity

Oct 29, 2021 → Feb 7, 2023
Pershing Advisor Solutions LLC
Boston, MA · BC capacity

Mar 27, 2020 → Feb 7, 2023
Fidelity Brokerage Services LLC
Boston, MA · BC capacity

Dec 4, 2009 → Apr 2, 2015
Lincoln Financial Advisors Corporation
Fort Wayne, IN · BC capacity

Apr 4, 2008 → Apr 8, 2009
Lincoln Financial Securities Corporation
Fort Wayne, IN · BC capacity

Mar 26, 2008 → Apr 8, 2009
Securities America, Inc.
Boston, MA · BC capacity

Dec 15, 2005 → Feb 7, 2007
Pioneer Funds Distributor, Inc.
Boston, MA · BC capacity

Mar 1, 2004 → Dec 20, 2005
Forum Fund Services, LLC
Portland, ME · BC capacity

Sep 29, 2003 → Mar 1, 2004
Brown Brothers Harriman & Co.
New York, NY · BC capacity

Jan 10, 2001 → Jul 24, 2001
Pruco Securities Corporation
Newark, NJ · BC capacity

Aug 3, 1998 → Jun 25, 1999

Source & corrections

Where this page comes from

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