Chris R Del Bene
Also appears in the source record as: Chris R Delbene; Chris Delbene
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- SIESeries 7Series 6Series 10Series 9Series 26Series 65Series 63
- Registered states (20)
- California · Colorado · Connecticut · Florida · Idaho · Illinois · Kansas · Louisiana · Maryland · Massachusetts · Minnesota · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Dakota · Texas · Vermont · West Virginia
- Years in the industry (source record)
- 27
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (10)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Chase Investment Services Corp.Rye, NY · IA capacitySep 27, 2007 → Oct 1, 2012
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Chase Investment Services Corp.Rye, NY · BC capacitySep 27, 2007 → Oct 1, 2012
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Hsbc Securities (USA) Inc.Eastchester, NY · IA capacityJun 28, 2006 → Sep 12, 2007
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Hsbc Securities (USA) Inc.Eastchester, NY · BC capacityJun 28, 2006 → Sep 12, 2007
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Bny Investment Center Inc.Yonkers, NY · BC capacityOct 8, 1999 → Jun 9, 2006
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Essex National Securities, Inc.Napa, CA · BC capacityDec 9, 1998 → Oct 21, 1999
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The Equitable Life Assurance Society Of The United StatesNew York, NY · BC capacityJul 31, 1998 → Nov 30, 1998
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Eq Financial Consultants, Inc.New York, NY · BC capacityJul 31, 1998 → Nov 30, 1998
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.