Roger G. Brigati

CRD 3095768 · J.P. Morgan Securities LLC · Commack, NY

IA RegisteredBroker

Also appears in the source record as: Roger G Brigati

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 55Series 7Series 24Series 63Series 65
Registered states (22): Alabama · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Kentucky · Maryland · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Vermont · Virginia
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3095768 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Commack, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Commack, NY · BC capacity

start not retrieved → present
Hsbc Securities (USA) Inc.
Bohemia, NY · IA capacity

Dec 10, 2014 → Sep 22, 2016
Hsbc Securities (USA) Inc.
Bohemia, NY · BC capacity

Nov 28, 2014 → Sep 22, 2016
Citigroup Global Markets Inc.
Huntington Station, NY · IA capacity

Oct 10, 2013 → Oct 13, 2014
Citigroup Global Markets Inc.
Huntington Station, NY · BC capacity

Oct 8, 2013 → Oct 13, 2014
Morgan Stanley
Hauppauge, NY · IA capacity

Jun 27, 2012 → Oct 11, 2013
Morgan Stanley
Hauppauge, NY · BC capacity

Jun 9, 2012 → Oct 11, 2013
G-2 Trading,llc
New York, NY · BC capacity

Oct 8, 2008 → Nov 24, 2010
Hold Brothers On-Line Investment Services L.L.C.
New York, NY · BC capacity

Mar 17, 2003 → Oct 25, 2007
Worldco, L.L.C.
New York, NY · BC capacity

Aug 13, 2001 → Mar 21, 2003
Andover Brokerage, L.L.C.
Montebello, NY · BC capacity

Feb 23, 2001 → Mar 14, 2001

Source & corrections

Where this page comes from

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