Steven Peter Ganan

CRD 3103484 · Wells Fargo Advisors · Bethesda, MD

IA RegisteredBroker

Also appears in the source record as: Steven P Ganan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (32): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · South Dakota · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3103484 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Bethesda, MD · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Rbc Capital Markets, LLC
Chevy Chase, MD · IA capacity

Jan 23, 2019 → Feb 19, 2026
Rbc Capital Markets, LLC
Chevy Chase, MD · BC capacity

Jan 23, 2019 → Feb 19, 2026
Ubs Financial Services Inc.
Washington, DC · IA capacity

Oct 26, 2015 → Feb 1, 2019
Ubs Financial Services Inc.
Washington, DC · BC capacity

Oct 20, 2015 → Feb 1, 2019
Bb&t Investment Services, Inc.
Arlington, VA · IA capacity

Apr 14, 2014 → Oct 14, 2015
Bb&t Investment Services, Inc.
Arlington, VA · BC capacity

Apr 14, 2014 → Oct 14, 2015
E*trade Capital Management, LLC
Arlington, VA · IA capacity

Aug 21, 2012 → Apr 25, 2014
E*trade Securities LLC
Washington, DC · BC capacity

Aug 2, 2012 → Apr 25, 2014
Suntrust Investment Services, Inc.
Washington, DC · IA capacity

Jun 21, 2007 → Aug 20, 2012
Suntrust Investment Services, Inc.
Washington, DC · BC capacity

Feb 26, 2002 → Aug 20, 2012
Lm Financial Partners, Inc.
New Orleans, LA · BC capacity

Jan 29, 1999 → Feb 27, 2002
Crestar Securities Corporation
Richmond, VA · BC capacity

Nov 3, 1998 → Feb 2, 1999

Source & corrections

Where this page comes from

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