George Paxinos

CRD 3116696 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: George Pax

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (30): Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Maryland · Massachusetts · Missouri · Montana · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Great Neck, NY · IA capacity

Oct 4, 2012 → Jan 13, 2014
Amerivest Investment Management, LLC
Great Neck, NY · IA capacity

Oct 4, 2012 → Jan 13, 2014
Td Ameritrade, Inc.
Great Neck, NY · BC capacity

Sep 10, 2012 → Jan 13, 2014
Metlife Securities Inc.
New York, NY · BC capacity

May 19, 2010 → Sep 12, 2012
Gunnallen Financial, Inc
Farmingdale, NY · BC capacity

Dec 19, 2006 → Oct 15, 2009
Joseph Stevens & Company, Inc.
New York, NY · BC capacity

Mar 29, 2001 → Dec 20, 2006
Hd Brous & Co., Inc.
Great Neck, NY · BC capacity

Aug 10, 2000 → Dec 8, 2000
Investec Ernst & Company
New York, NY · BC capacity

Feb 4, 2000 → Aug 8, 2000
Millennium Securities Corp.
New York, NY · BC capacity

Jul 26, 1999 → Feb 2, 2000
Royce Investment Group, Inc.
Woodbury, NY · BC capacity

Nov 5, 1998 → Aug 20, 1999

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3116696 ↗ FINRA BrokerCheck record for CRD 3116696 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.