Eric Jon Norris

CRD 3118861 · Wells Fargo Advisors · Bellevue, WA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 57TOSIESeries 31Series 55Series 7Series 9Series 10Series 65Series 63
Registered states (20): Alaska · Arizona · California · Florida · Hawaii · Illinois · Kentucky · Massachusetts · Minnesota · New Jersey · New Mexico · New York · North Dakota · Oregon · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Enumclaw, WA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bellevue, WA · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Minneapolis, MN · IA capacity

Jul 8, 2010 → Jan 3, 2011
Wells Fargo Investments, LLC
Minneapolis, MN · BC capacity

Nov 2, 2000 → Jan 3, 2011
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Apr 25, 2000 → Nov 2, 2001
Wells Fargo Brokerage Services, L.L.C.
Minneapolis, MN · BC capacity

May 25, 2000 → Dec 13, 2000
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jan 6, 2000 → Jul 13, 2000
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jan 6, 2000 → Jul 13, 2000
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Oct 26, 1998 → Dec 9, 1999

Source & corrections

Where this page comes from

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