Diboo Alex Daniel

CRD 3118923 · Fidelity Brokerage Services LLC · Exton, PA

IA RegisteredBroker

Also appears in the source record as: Alex Daniel; D. Alex Daniel; Diboo A. Daniel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (16): Arizona · California · Delaware · District Of Columbia · Florida · Georgia · Maryland · Massachusetts · Minnesota · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Texas · Virginia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

Strategic Advisers LLCCurrent
Exton, PA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
King Of Prussia, PA · BD capacity

Apr 20, 2022 → present
Fidelity Brokerage Services LLCCurrent
Exton, PA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

May 3, 2022 → Mar 31, 2025
Charles Schwab & Co., Inc.
BD capacity

Sep 16, 2020 → May 18, 2021
Charles Schwab & Co., Inc.
IA capacity

Sep 16, 2020 → May 18, 2021
Usaa Investment Services Company
BD capacity

Jun 8, 2020 → Aug 14, 2020
Usaa Investment Services Company
IA capacity

Jun 17, 2019 → Jul 30, 2020
Usaa Financial Advisors, Inc.
BD capacity

Jun 17, 2019 → Jun 8, 2020
Lpl Financial LLC
IA capacity

Oct 16, 2018 → May 14, 2019
Lpl Financial LLC
BD capacity

Oct 15, 2018 → May 14, 2019
Morgan Stanley
BD capacity

Jul 26, 2018 → Oct 16, 2018
Morgan Stanley
IA capacity

Jul 26, 2018 → Oct 16, 2018
Val Vista Capital Management, LLC
IA capacity

Jul 17, 2017 → Jan 23, 2018
Kalos Capital, Inc.
BD capacity

May 12, 2017 → Jan 16, 2018
Citizens Securities, Inc.
BD capacity

Jun 30, 2016 → May 1, 2017
Citizens Securities, Inc.
IA capacity

Jun 30, 2016 → May 1, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 9, 2013 → Jul 5, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 28, 2013 → Jul 5, 2016
Dinosaur Securities, L.L.C.
BD capacity

Apr 26, 2012 → Mar 21, 2013
Financial Network Investment Corporation
BD capacity

Oct 21, 2011 → Apr 4, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3118923 ↗ FINRA BrokerCheck record for CRD 3118923 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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