Thea Rae Lewis

CRD 3123685 · Charles Schwab & Co., Inc. · Newport Beach, CA

IA RegisteredBroker

Also appears in the source record as: Thea R Reinhart; Thea Rae Reinhart; Thea Rae Rowley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 63Series 65
Registered states (18): Arizona · Arkansas · California · Colorado · Idaho · Illinois · Indiana · Nevada · New Hampshire · New York · Oregon · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3123685 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Newport Beach, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Newport Beach, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Newport Beach, CA · IA capacity

start not retrieved → present
American Funds Distributors, Inc.
Irvine, CA · IA capacity

Jun 16, 2014 → Jan 31, 2017
American Funds Distributors, Inc.
Irvine, CA · BC capacity

Jun 13, 2014 → Jan 31, 2017
Sierra Investment Management Inc
Santa Monica, CA · IA capacity

Apr 26, 2012 → Jul 11, 2014
Northern Lights Distributors, LLC
Elkhorn, NE · BC capacity

Sep 10, 2012 → Jun 2, 2014
Pension Architects Advisory Group, LLC
Pasadena, CA · IA capacity

Jun 22, 2011 → Mar 20, 2012
Penniall & Associates
El Segundo, CA · IA capacity

Aug 24, 2010 → Mar 5, 2012
United Planners' Financial Services Of America A Limited Partner
El Segundo, CA · BC capacity

Aug 17, 2010 → Mar 5, 2012
Transamerica Financial Advisors, Inc
El Segundo, CA · BC capacity

Feb 12, 2010 → Jun 8, 2010
Planco Financial Services, LLC
Hartford, CT · BC capacity

Nov 2, 2005 → Jan 2, 2008
Payden & Rygel
Los Angeles, CA · IA capacity

Oct 21, 2003 → Nov 3, 2005
Payden & Rygel Distributors
Los Angeles, CA · BC capacity

Oct 21, 2003 → Oct 25, 2005
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Oct 23, 1998 → Mar 19, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3123685 ↗ FINRA BrokerCheck record for CRD 3123685 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.