Elizabeth S Kramer

CRD 3124012 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Mount Pleasant, SC

IA RegisteredBroker

Also appears in the source record as: Elizabeth Sheldon Hodge; Elizabeth Sheldon Kramer; Elizabeth Sheldon Smith

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 7TOSIESeries 7Series 6
Registered states (2): South Carolina · Texas
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Mount Pleasant, SC · IA capacity

Jul 27, 2023 → present
Websterrogers Financial Advisors, LLC
IA capacity

Sep 28, 2016 → Nov 8, 2019
Bok Financial Securities, Inc.
BD capacity

Jun 1, 2015 → Aug 24, 2016
Bok Financial Advisors
IA capacity

Jun 1, 2015 → Aug 24, 2016
Wells Fargo Advisors, LLC
IA capacity

May 14, 2013 → May 4, 2015
Wells Fargo Advisors, LLC
BD capacity

Dec 20, 2012 → May 4, 2015
Bbva Compass Investment Solutions, Inc
BD capacity

Jul 18, 2011 → Nov 27, 2012
Primevest Financial Services, Inc.
BD capacity

May 17, 2010 → Oct 25, 2010
Primevest Financial Services, Inc.
IA capacity

May 17, 2010 → Oct 25, 2010
Wells Fargo Advisors, LLC
IA capacity

Dec 8, 2008 → Jun 16, 2009
Wells Fargo Advisors, LLC
BD capacity

Jan 30, 2008 → Jun 16, 2009
Suntrust Investment Services, Inc.
IA capacity

Mar 16, 2007 → Sep 24, 2007
Suntrust Investment Services, Inc.
BD capacity

Dec 13, 2006 → Sep 24, 2007
Banc Of America Investment Services, Inc.
BD capacity

Jun 28, 1999 → Oct 21, 1999

Source & corrections

Where this page comes from

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