Alex Chisholm

CRD 3124154 · Fidelity Brokerage Services LLC · Jacksonville, FL

IA RegisteredBroker

Also appears in the source record as: Alex Benson Chisholm; Alexander B Chisholm; Alexander Benson Chisholm; Alex Chisholm

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 65SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3124154 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (23)

From the source registration record · current first

Strategic Advisers LLCCurrent
Covington, KY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Jacksonville, FL · BD capacity

Apr 12, 2022 → present
Fidelity Brokerage Services LLCCurrent
Jacksonville, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jun 6, 2022 → Mar 31, 2025
Mml Investors Services, LLC
IA capacity

Jun 14, 2019 → Dec 21, 2020
Mml Investors Services, LLC
BD capacity

Jun 3, 2019 → Dec 21, 2020
Park Avenue Securities LLC
IA capacity

May 18, 2018 → May 9, 2019
Park Avenue Securities LLC
BD capacity

May 4, 2018 → May 9, 2019
Pruco Securities, LLC.
BD capacity

Jun 14, 2017 → Jan 25, 2018
Signator Investors, Inc.
BD capacity

Mar 1, 2016 → Aug 18, 2016
Signator Investors, Inc.
IA capacity

Mar 1, 2016 → Aug 18, 2016
Metlife Investors Distribution Company
BD capacity

Jan 27, 2015 → Feb 16, 2016
Usaa Financial Planning Services
IA capacity

Jul 13, 2009 → Oct 30, 2014
Usaa Financial Advisors, Inc.
BD capacity

Jul 2, 2009 → Oct 30, 2014
Southeast Investments, N.C., Inc.
BD capacity

Aug 22, 2008 → Dec 1, 2008
Southeast Investments, N.C., Inc.
BD capacity

Jan 31, 2008 → Aug 13, 2008
Bb&t Investment Services, Inc.
IA capacity

Nov 26, 2007 → Dec 14, 2007
Bb&t Investment Services, Inc.
BD capacity

Nov 23, 2007 → Dec 14, 2007
Suntrust Investment Services, Inc.
IA capacity

Oct 9, 2006 → Oct 31, 2007
Suntrust Investment Services, Inc.
BD capacity

Oct 3, 2003 → Oct 31, 2007
Wells Fargo Investments, LLC
BD capacity

Nov 8, 2001 → Jun 10, 2003
Citizens Financial Services Inc.
BD capacity

Apr 7, 2000 → May 17, 2001
Painewebber Incorporated
BD capacity

Nov 9, 1998 → Jan 18, 2000

Source & corrections

Where this page comes from

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