James Jimmy Vera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

Series 79TOSIESeries 7Series 10Series 9Series 66Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

23

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

11025

SEC number

801-57434

Assets under management

$252.3B as of Jun 3, 2026

Website

stories.wf.com ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

• Wells Fargo AdvisorsCurrent

  Houston, TX · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  San Antonio, TX · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Houston, TX · BC capacity
  start not retrieved → present
• Wells Fargo Advisors Financial Network, LLCCurrent

  St. Louis, MO · BC capacity
  start not retrieved → present
• Usaa Investment Services Company

  San Antonio, TX · IA capacity
  Jun 30, 2022 → Dec 12, 2024
• Usaa Investment Services Company

  San Antonio, TX · BC capacity
  Jun 30, 2022 → Dec 12, 2024
• Citigroup Global Markets Inc.

  San Antonio, TX · IA capacity
  Dec 2, 2020 → Apr 1, 2022
• Citigroup Global Markets Inc.

  San Antonio, TX · BC capacity
  Nov 23, 2020 → Apr 1, 2022
• Victory Capital Management Inc.

  San Antonio, TX · IA capacity
  Jul 10, 2019 → Nov 19, 2020
• Victory Capital Services, Inc.

  San Antonio, TX · BC capacity
  Jul 10, 2019 → Nov 19, 2020
• J.P. Morgan Securities LLC

  San Antonio, TX · IA capacity
  Aug 13, 2018 → Jun 17, 2019
• J.P. Morgan Securities LLC

  San Antonio, TX · BC capacity
  Aug 9, 2018 → Jun 17, 2019
• Usaa Financial Planning Services

  San Antonio, TX · IA capacity
  Feb 11, 2014 → Jun 28, 2017
• Usaa Financial Advisors, Inc.

  San Antonio, TX · BC capacity
  Jan 31, 2014 → Jun 28, 2017
• Advisors Asset Management, Inc.

  Boerne, TX · IA capacity
  Apr 6, 2009 → Jan 28, 2014
• Advisors Asset Management, Inc.

  Boerne, TX · BC capacity
  Sep 4, 2008 → Jan 28, 2014
• Morgan Stanley & Co. Incorporated

  San Antonio, TX · BC capacity
  Oct 18, 2007 → Sep 3, 2008
• Chase Investment Services Corp.

  San Antonio, TX · BC capacity
  Jul 6, 2005 → Aug 21, 2007
• Banc One Securities Corporation

  Chicago, IL · BC capacity
  Jun 2, 2004 → Jul 6, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.