Victor James Giordano

CRD 3126131 · Charles Schwab & Co., Inc. · South Barrington, IL

IA RegisteredBroker

Also appears in the source record as: Victor Giordano

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 99TOSIESeries 7Series 3Series 10Series 9Series 66Series 63
Registered states (23): Arizona · Arkansas · California · Colorado · Florida · Illinois · Indiana · Iowa · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Wisconsin
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
South Barrington, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
South Barrington, IL · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Rockford, IL · IA capacity

Feb 27, 2018 → Jan 11, 2021
Td Ameritrade, Inc.
Rockford, IL · BC capacity

Feb 26, 2018 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
Rockford, IL · IA capacity

Feb 26, 2018 → Dec 31, 2020
Scottrade Investment Management
Saint Louis, MO · IA capacity

Mar 13, 2017 → Feb 26, 2018
Scottrade, Inc.
Rockford, IL · BC capacity

Mar 13, 2017 → Feb 26, 2018
Strategic Advisers, Inc.
Naperville, IL · IA capacity

Jun 23, 2015 → Sep 14, 2016
Fidelity Brokerage Services LLC
Highland Park, IL · BC capacity

Jun 17, 2015 → Sep 13, 2016
Gsg Securities, Inc.
Boca Raton, FL · BC capacity

Mar 24, 1999 → Apr 22, 1999

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3126131 ↗ FINRA BrokerCheck record for CRD 3126131 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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