Kenneth L. Haworth

CRD 3126773 · Fidelity Brokerage Services LLC · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Kenneth C Haworth; Kenneth L Haworth; Kenneth Louis Haworth

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 66Series 24Series 26SIESeries 31Series 7
Registered states (18): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Maine · Maryland · Massachusetts · Michigan · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas · Washington
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (7)

From the source registration record · current first

Strategic Advisers LLCCurrent
Paramus, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Woodcliff Lake, NJ · BD capacity

May 18, 2022 → present
Fidelity Brokerage Services LLCCurrent
Paramus, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 15, 2022 → Mar 31, 2025
Lazard Asset Management Securities LLC
BD capacity

Sep 8, 2014 → Mar 3, 2022
Prudential Investments LLC
IA capacity

Jul 10, 2003 → Sep 10, 2014
Prudential Investment Management Services LLC
BD capacity

Dec 13, 2000 → Sep 10, 2014

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3126773 ↗ FINRA BrokerCheck record for CRD 3126773 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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