Carlo Enrico Freese

CRD 3139396 · Charles Schwab & Co., Inc. · Indianapolis, IN

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 65Series 63
Registered states (25): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Iowa · Kentucky · Michigan · Montana · Nevada · New York · Ohio · Oregon · Pennsylvania · Puerto Rico · Texas · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3139396 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Indianapolis, IN · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Indianapolis, IN · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Indianapolis, IN · IA capacity

start not retrieved → present
Invest Financial Corporation
River Grove, IL · IA capacity

Apr 3, 2002 → Aug 15, 2002
Invest Financial Corporation
Appleton, WI · BC capacity

Mar 27, 2002 → Aug 15, 2002
Ubs Painewebber Incorporated Of Puerto Rico
Hato Rey, PR · BC capacity

Jul 15, 1999 → Jul 11, 2002
Doral Securities, Inc.
Puerto Nuevo, PR · BC capacity

Nov 23, 1999 → Aug 27, 2001
Painewebber Incorporated
Weehawken, NJ · BC capacity

Jul 15, 1999 → Dec 21, 1999
Oriental Financial Services Corp.
San Juan, PR · BC capacity

Nov 25, 1998 → Jul 27, 1999

Source & corrections

Where this page comes from

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