Alexander George Piper

CRD 3140053 · J.P. Morgan Securities LLC · Torrance, CA

IA RegisteredBroker

Also appears in the source record as: Ag Piper; Al Piper; Alexander G Piper; Alexander Piper

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 62Series 57TOSIESeries 55Series 7Series 66Series 63
Registered states (10): Arizona · California · Colorado · Florida · Hawaii · New Jersey · Ohio · Oregon · Texas · Washington
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (17)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Torrance, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Torrance, CA · BC capacity

start not retrieved → present
Stonehaven, LLC
New York, NY · BC capacity

Aug 3, 2022 → Aug 7, 2023
Pfs Investments Inc.
Atlanta, GA · BC capacity

Feb 16, 2022 → May 13, 2022
Mml Investors Services, LLC
Los Angeles, CA · BC capacity

Sep 18, 2018 → Feb 27, 2020
Mml Investors Services, LLC
Los Angeles, CA · IA capacity

Sep 21, 2018 → Sep 26, 2018
Northwestern Mutual Investment Services, LLC
Los Angeles, CA · BC capacity

Jul 21, 2017 → Jul 7, 2018
Loop Capital Markets LLC
Los Angeles, CA · BC capacity

Feb 9, 2016 → Dec 9, 2016
Odeon Capital Group LLC
Los Angeles, CA · BC capacity

Jan 5, 2015 → Feb 2, 2016
Btig, LLC
Los Angeles, CA · BC capacity

Jan 14, 2013 → Dec 19, 2014
Summation Capital LLC
Calabasas, CA · IA capacity

Sep 14, 2012 → Jan 2, 2013
R.W.Pressprich & Co.
New York, NY · BC capacity

Dec 5, 2011 → Mar 12, 2012
Mf Global Inc.
New York, NY · BC capacity

Oct 19, 2011 → Dec 5, 2011
Imperial Capital, LLC
New York, NY · BC capacity

Jun 1, 2005 → Feb 17, 2010
Jefferies & Company, Inc.
New York, NY · BC capacity

Feb 25, 2005 → Apr 5, 2005
Fleet Securities, Inc.
Dallas, TX · BC capacity

Oct 11, 1999 → Jul 23, 2002
G.W. Piper & Co., Inc.
Paramus, NJ · BC capacity

Dec 16, 1998 → Sep 30, 1999

Source & corrections

Where this page comes from

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