Jean-Pierre Green

CRD 3141694 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Bellevue, WA

IA RegisteredBroker

Also appears in the source record as: Jeanpierre Green; Jp Green

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 65SIESeries 7Series 6
Registered states (1): Washington
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bellevue, WA · IA capacity

May 4, 2016 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bellevue, WA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
BD capacity

Oct 7, 2009 → May 25, 2012
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Sep 16, 2009
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Sep 16, 2009
Citicorp Investment Services
IA capacity

Oct 24, 2003 → May 29, 2007
Citicorp Investment Services
BD capacity

May 9, 2000 → May 29, 2007
Axa Advisors, LLC
BD capacity

Oct 29, 1998 → Apr 13, 2000
The Equitable Life Assurance Society Of The United States
BD capacity

Oct 29, 1998 → Jan 5, 2000

Source & corrections

Where this page comes from

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