Thomas Francis Jackson

CRD 3142538 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Thomas F (IV) Jackson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (42): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3142538 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Los Angeles, CA · IA capacity

Jun 12, 2015 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Barclays Capital Inc.
IA capacity

Dec 13, 2013 → Jun 25, 2015
Barclays Capital Inc.
BD capacity

Dec 12, 2013 → Jun 25, 2015
Deutsche Bank Securities Inc.
BD capacity

May 28, 2003 → Jan 2, 2014
Deutsche Bank Securities Inc.
IA capacity

May 28, 2003 → Jan 2, 2014
Credit Suisse First Boston
IA capacity

Jan 27, 2003 → May 8, 2003
Credit Suisse First Boston LLC
BD capacity

Jan 17, 2003 → May 8, 2003
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Sep 23, 1999 → Jan 17, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 22, 1999 → Jul 30, 1999

Source & corrections

Where this page comes from

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