Travis L. Shirley

CRD 3146710 · J.P. Morgan Securities LLC · Newport Beach, CA

IA RegisteredBroker

Also appears in the source record as: Travis Lane Shirley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 57TOSIESeries 55Series 7Series 66Series 63
Registered states (28): Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Iowa · Kansas · Maryland · Missouri · Montana · Nebraska · Nevada · New Jersey · New York · North Dakota · Ohio · Oregon · Pennsylvania · South Carolina · Texas · Utah · Washington · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3146710 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Newport Beach, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Newport Beach, CA · BC capacity

start not retrieved → present
Oppenheimer & Co. Inc.
Newport Beach, CA · BC capacity

Oct 7, 2009 → Sep 16, 2014
Broadpoint Capital, Inc.
San Francisco, CA · BC capacity

Jul 14, 2003 → Nov 5, 2007
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Oct 16, 2001 → Oct 24, 2002
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Feb 5, 2001 → May 1, 2001
Hambrecht & Quist LLC
San Francisco, CA · BC capacity

Jan 8, 1999 → Feb 1, 2000
Interfirst Capital Corporation
Los Angeles, CA · BC capacity

Dec 17, 1998 → Jan 14, 1999

Source & corrections

Where this page comes from

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