Emory Wilkinson
Also appears in the source record as: Andy Wilkinson; Emory Andrew Wilkinson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 65Series 63Series 10Series 9SIESeries 3Series 7
- Registered states (19)
- Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Idaho · Kentucky · Louisiana · New Jersey · New York · North Carolina · Oklahoma · South Carolina · Tennessee · Texas · Virginia · Wisconsin
- Years in the industry (source record)
- 28
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (7)
From the source registration record · current first
-
Jun 1, 2009 → present
-
Morgan Stanley & Co. IncorporatedIA capacityMay 20, 2008 → Jun 1, 2009
-
Morgan Stanley & Co. IncorporatedBD capacityMay 16, 2008 → Jun 1, 2009
-
Wachovia Securities, LLCBD capacityJul 1, 2003 → May 27, 2008
-
Wachovia Securities, LLCIA capacityJul 1, 2003 → May 27, 2008
-
Prudential Securities IncorporatedIA capacityDec 24, 1998 → Jul 1, 2003
-
Prudential Securities IncorporatedBD capacityDec 23, 1998 → Jul 1, 2003
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.