Robin Morgan

CRD 3147414 · Charles Schwab & Co., Inc. · The Villages, FL

IA RegisteredBroker

Also appears in the source record as: Robin Michele Bechtel; Robin Michele Morgan Mrs.; Robin Michele Morgan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (2): California · Florida
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
The Villages, FL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
The Villages, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
The Villages, FL · IA capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
The Villages, FL · IA capacity

Jun 1, 2009 → Sep 22, 2011
Morgan Stanley Smith Barney
The Villages, FL · BC capacity

Jun 1, 2009 → Sep 22, 2011
Morgan Stanley & Co. Incorporated
The Villages, FL · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
The Villages, FL · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
The Villages, FL · IA capacity

Aug 25, 2003 → Apr 2, 2007
Morgan Stanley Dw Inc.
The Villages, FL · BC capacity

Apr 30, 2003 → Apr 2, 2007

Source & corrections

Where this page comes from

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