Joseph N. Doles

CRD 3155147 · Fidelity Brokerage Services LLC · Shrewsbury, NJ

IA RegisteredBroker

Also appears in the source record as: Joseph Nevin Doles

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 4Series 24SIESeries 7
Registered states (13): Colorado · Connecticut · Florida · Georgia · Hawaii · Nevada · New Hampshire · New Jersey · New York · Oregon · Pennsylvania · South Carolina · Texas
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Shrewsbury, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Point Pleasant, NJ · BD capacity

Feb 24, 2022 → present
Fidelity Brokerage Services LLCCurrent
Shrewsbury, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 28, 2022 → Mar 31, 2025
Blackrock Investment Management, LLC
IA capacity

Mar 31, 2015 → Feb 10, 2022
Blackrock Investments, LLC
BD capacity

Mar 30, 2015 → Feb 10, 2022
Lord, Abbett & Co. LLC
IA capacity

Nov 11, 2002 → Mar 16, 2015
Lord Abbett Distributor LLC
BD capacity

Sep 27, 2002 → Mar 16, 2015
Datek Online Financial Services LLC
BD capacity

Jun 30, 2001 → Sep 25, 2002
Datek Online Brokerage Services LLC
BD capacity

Sep 10, 1999 → Jun 30, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3155147 ↗ FINRA BrokerCheck record for CRD 3155147 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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