Shajhan Sabir

CRD 3160094 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Vienna, VA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 10Series 9SIESeries 7
Registered states (23): California · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Maine · Maryland · Massachusetts · Michigan · Mississippi · Nebraska · New Hampshire · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3160094 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Vienna, VA · IA capacity

May 19, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Vienna, VA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
BD capacity

May 12, 2006 → May 28, 2025
Wells Fargo Advisors
IA capacity

May 12, 2006 → May 28, 2025
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Jun 15, 2001 → May 3, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 9, 2000 → May 3, 2006
Edward Jones
BD capacity

Jan 1, 1999 → Nov 24, 2000

Source & corrections

Where this page comes from

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