Marsha Vaughan

CRD 3165793 · Morgan Stanley · Jacksonville, FL

IA RegisteredBroker

Also appears in the source record as: Marsha L Vaughan; Marsha Leann Vaughan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 63Series 10Series 9Series 24Series 99TOSIESeries 7
Registered states (43): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 3165793 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (15)

From the source registration record · current first

Morgan StanleyCurrent
Jacksonville, FL · IA capacity

Mar 11, 2020 → present
Raymond James & Associates, Inc.
IA capacity

Jul 5, 2016 → Feb 25, 2020
Raymond James & Associates, Inc.
BD capacity

May 25, 2016 → Feb 25, 2020
Bb&t Securities, LLC
BD capacity

Jan 2, 2013 → Jul 2, 2014
Bb&t Securities, LLC
IA capacity

Jan 2, 2013 → Jul 2, 2014
Scott & Stringfellow, LLC
IA capacity

Dec 12, 2012 → Jan 2, 2013
Scott & Stringfellow, LLC
BD capacity

Dec 7, 2012 → Jan 2, 2013
Wells Fargo Advisors, LLC
IA capacity

May 23, 2011 → Dec 13, 2012
Wells Fargo Advisors, LLC
BD capacity

May 20, 2011 → Dec 13, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Dec 6, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 23, 2009 → Dec 6, 2010
Banc Of America Investment Services, Inc.
IA capacity

Jun 21, 2005 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Apr 13, 2000 → Oct 23, 2009
Ids Life Insurance Company
BD capacity

Apr 8, 1999 → Mar 21, 2000
American Express Financial Advisors Inc.
BD capacity

Apr 8, 1999 → Mar 21, 2000

Source & corrections

Where this page comes from

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