Michael Steven Bach

CRD 3168845 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSeries 3SIESeries 7Series 53Series 4Series 10Series 9Series 24Series 66Series 63
Registered states (1): Missouri
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Arnold, MO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
St Louis, MO · IA capacity

Jan 5, 2018 → Jan 19, 2022
Td Ameritrade, Inc.
Omaha, NE · BC capacity

Dec 20, 2017 → Jan 19, 2022
Scottrade Investment Management
Saint Louis, MO · IA capacity

May 27, 2014 → Apr 7, 2018
Scottrade, Inc.
St Louis, MO · BC capacity

May 15, 2007 → Apr 7, 2018
Edward Jones
St. Louis, MO · BC capacity

Jun 26, 2003 → May 14, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3168845 ↗ FINRA BrokerCheck record for CRD 3168845 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.