Francisco Rene Gonzalez

CRD 3173653 · Charles Schwab & Co., Inc. · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Francisco Rene Gonzalez III; Francisco Gonzalez; Frank Rene Gonzalez; Frankie Gonzalez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 55Series 10Series 9Series 66
Registered states (22): Arizona · California · Colorado · Florida · Georgia · Indiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Mexico · New York · Ohio · Oklahoma · Pennsylvania · Texas · Utah · Washington
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
San Antonio, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Antonio, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Antonio, TX · IA capacity

start not retrieved → present
Cuso Financial Services, L.P.
Austin, TX · IA capacity

Oct 20, 2014 → Apr 8, 2019
Cuso Financial Services, L.P.
Austin, TX · BC capacity

Oct 20, 2014 → Apr 8, 2019
Wfg Advisors, LP
Austin, TX · IA capacity

Dec 21, 2009 → Oct 14, 2014
Wfg Investments, Inc.
Austin, TX · BC capacity

Dec 21, 2009 → Oct 14, 2014
Ing Financial Advisers, LLC
Austin, TX · IA capacity

Nov 1, 2006 → Dec 16, 2009
Ing Financial Advisers, LLC
Austin, TX · BC capacity

Oct 6, 2006 → Dec 16, 2009
Complete Trade
Austin, TX · BC capacity

Feb 26, 2001 → Jan 24, 2003
Protrader Securities Corporation
Austin, TX · BC capacity

Jun 28, 2000 → Feb 6, 2001
Protrader Trading, L.L.C.
Austin, TX · BC capacity

May 26, 2000 → Feb 6, 2001
Franklin Financial Services Corporation
Houston, TX · BC capacity

Jan 25, 1999 → May 17, 2000

Source & corrections

Where this page comes from

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