Alison Wheeler Kennedy

CRD 3173858 · Fidelity Brokerage Services LLC · Shrewsbury, MA

IA RegisteredBroker

Also appears in the source record as: Alison W Kennedy; Alison Kennedy; Alison Louise Wheeler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (30): Arizona · California · Colorado · Connecticut · Delaware · Florida · Hawaii · Idaho · Illinois · Iowa · Maine · Maryland · Massachusetts · Michigan · Minnesota · New Hampshire · New Jersey · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Shrewsbury, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Sudbury, MA · BD capacity

Sep 23, 2019 → present
Fidelity Brokerage Services LLCCurrent
Shrewsbury, MA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 31, 2020 → Mar 31, 2025
Bequia Securities, LLC
BD capacity

Dec 7, 2017 → Sep 2, 2019
Cresap, Inc.
BD capacity

Jan 25, 2016 → Oct 3, 2017
Revere Securities LLC
BD capacity

Jan 7, 2014 → Dec 21, 2015
Further Lane Securities, L.P.
BD capacity

Sep 9, 2013 → Dec 10, 2013
Cv Brokerage, Inc
BD capacity

Jan 10, 2011 → Apr 18, 2012
Foreside Fund Services, LLC
BD capacity

Aug 7, 2008 → Dec 31, 2010
J.P. Morgan Institutional Investments Inc.
BD capacity

Aug 14, 2001 → Nov 15, 2007
J. P. Morgan Advisors, Inc.
BD capacity

Jan 21, 2000 → Jan 19, 2001
J.P. Morgan Securities Inc.
BD capacity

Sep 2, 1999 → Jan 28, 2000
Sanford C. Bernstein & Co., Inc.
BD capacity

Apr 1, 1999 → Sep 27, 1999

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3173858 ↗ FINRA BrokerCheck record for CRD 3173858 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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