William James Parker
Also appears in the source record as: Bill James Parker Jr; William James Parker Jr.; William James Parker Jr
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 24Series 65Series 63
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (10)
From the source registration record · current first
-
Mar 31, 2025 → present
-
Dec 14, 2021 → present
-
Fidelity Personal And Workplace AdvisorsJacksonville, FL · IA capacityDec 20, 2021 → Mar 31, 2025
-
QmaNewark, NJ · IA capacityFeb 3, 2015 → Jul 22, 2020
-
Prudential Investment Management Services LLCNewark, NJ · BC capacityNov 6, 2014 → Jul 22, 2020
-
Lord, Abbett & Co. LLCJersey City, NJ · IA capacityJan 3, 2003 → Oct 20, 2014
-
Lord Abbett Distributor LLCJersey City, NJ · BC capacityApr 2, 2002 → Oct 20, 2014
-
Deutsche Banc Alex. Brown Inc.New York, NY · BC capacityApr 12, 2001 → Apr 1, 2002
-
Icc Distributors, Inc.Portland, ME · BC capacityApr 11, 2000 → Mar 7, 2001
-
Sanford C. Bernstein & Co., Inc.New York, NY · BC capacityApr 7, 1999 → Apr 11, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.