Michael Panzeca

CRD 3181431 · Fidelity Brokerage Services LLC · Covington, KY

IA RegisteredBroker

Also appears in the source record as: Michael Jerome Panzeca

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 9Series 10SIESeries 7Series 6
Registered states (5): Massachusetts · Ohio · Texas · Utah · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Bay Village, OH · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Bay Village, OH · BD capacity

Dec 11, 2012 → present
Fidelity Brokerage Services LLCCurrent
Covington, KY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

May 20, 2013 → Jul 13, 2018
E*trade Capital Management, LLC
IA capacity

Nov 30, 2011 → Nov 14, 2012
E*trade Securities LLC
BD capacity

Nov 29, 2011 → Nov 14, 2012
Charles Schwab & Co., Inc.
BD capacity

Sep 2, 2010 → Oct 11, 2011
Charles Schwab & Co., Inc.
IA capacity

Sep 2, 2010 → Oct 11, 2011
Td Ameritrade, Inc.
BD capacity

Aug 10, 2010 → Aug 12, 2010
Strategic Advisers, Inc.
IA capacity

Jan 25, 2002 → Dec 7, 2009
Fidelity Brokerage Services LLC
BD capacity

Oct 22, 1999 → Dec 3, 2009
Fidelity Investments Institutional Services Company, Inc.
BD capacity

Feb 26, 1999 → Oct 21, 1999

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 3181431 ↗ FINRA BrokerCheck record for CRD 3181431 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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