Claudia Fraga-Chavarrieta

CRD 3182529 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Claudia Chavarrieta; Claudia Fraga; Claudia Fraga Chavarrieta; Claudia Fraga-Chavarrieta

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 6TOSIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (17)

From the source registration record · current first

Strategic Advisers LLCCurrent
Houston, TX · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Houston, TX · BD capacity

Jul 6, 2022 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 7, 2023 → Mar 31, 2025
State Farm Vp Management Corp.
BD capacity

Feb 5, 2021 → Dec 23, 2021
Mml Investors Services, LLC
BD capacity

Jun 11, 2018 → Apr 18, 2019
Nylife Securities LLC
BD capacity

Aug 22, 2013 → Jul 10, 2017
Capstone Asset Management Company
IA capacity

Oct 14, 2010 → Nov 21, 2011
Capstone Asset Planning Company
BD capacity

Oct 13, 2010 → Nov 21, 2011
Wunderlich Securities, Inc.
BD capacity

Apr 22, 2008 → Feb 22, 2010
Wunderlich Securities, Inc.
IA capacity

Apr 22, 2008 → Feb 22, 2010
Citigroup Global Markets Inc.
IA capacity

Feb 27, 2008 → Apr 7, 2008
Citigroup Global Markets Inc.
BD capacity

Feb 21, 2008 → Apr 7, 2008
Wells Fargo Investments, LLC
BD capacity

Aug 15, 2007 → Nov 7, 2007
Wells Fargo Investments, LLC
IA capacity

Aug 15, 2007 → Nov 7, 2007
Ubs International Inc.
IA capacity

Nov 26, 2002 → Mar 7, 2007
Ubs International Inc.
BD capacity

Jul 30, 2002 → Mar 7, 2007

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 3182529 ↗ FINRA BrokerCheck record for CRD 3182529 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.