Kevin William Wolnik

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 31Series 7Series 6Series 66

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

22

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm CRD

7691

SEC number

801-14235

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Firm location

New York, NY, 10036

Employment history (17)

From the source registration record · current first

• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Aventura, FL · IA capacity
  start not retrieved → present
• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Aventura, FL · BC capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLC

  North Miami Beach, FL · IA capacity
  Jul 2, 2013 → Mar 24, 2017
• Wells Fargo Clearing Services, LLC

  North Miami Beach, FL · BC capacity
  Jun 28, 2013 → Mar 24, 2017
• Idb Capital Corp.

  Aventura, FL · BC capacity
  Aug 13, 2008 → Mar 1, 2010
• Idb Asset Management, A Division Of Idb Capital Corp.

  Aventura, FL · IA capacity
  Sep 9, 2008 → Jan 15, 2010
• Morgan Keegan & Company, Inc.

  Sunrise, FL · IA capacity
  Apr 10, 2007 → Sep 5, 2008
• Morgan Keegan & Company, Inc.

  Memphis, TN · BC capacity
  Apr 5, 2007 → Sep 5, 2008
• Pfic Advisors, Inc.

  Franklin, TN · IA capacity
  Oct 2, 2006 → Apr 11, 2007
• Pfic Securities Corporation

  Franklin, TN · BC capacity
  Sep 20, 2006 → Apr 5, 2007
• Northwestern Mutual Investment Services,llc

  Fort Lauderdale, FL · IA capacity
  Apr 11, 2005 → Apr 20, 2006
• Northwestern Mutual Investment Services, LLC

  Fort Lauderdale, FL · BC capacity
  Apr 5, 2005 → Apr 20, 2006
• Mony Securities Corporation

  Ft. Lauderdale, FL · IA capacity
  Mar 16, 2004 → Mar 9, 2005
• Mony Securities Corporation

  New York, NY · BC capacity
  Jun 17, 2003 → Mar 9, 2005
• Princor Financial Services Corporation

  Des Moines, IA · BC capacity
  Dec 5, 2001 → Jun 17, 2003
• Morgan Stanley Dw Inc.

  Purchase, NY · BC capacity
  Apr 19, 2000 → Oct 5, 2001
• Mutual Of Omaha Investor Services, Inc.

  Omaha, NE · BC capacity
  Mar 5, 1999 → Feb 11, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.